-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IJgwnk/u1/UaAqVlMbvfDcL9UdfmlyxoGtt+s29MycAT1bepUnnuCzoazuZT3MEX FaJU3BuvrgHIBIvGwKmhaA== 0001193125-04-016333.txt : 20040206 0001193125-04-016333.hdr.sgml : 20040206 20040206152157 ACCESSION NUMBER: 0001193125-04-016333 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF THE OZARKS INC CENTRAL INDEX KEY: 0001038205 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 710556208 STATE OF INCORPORATION: AR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-53163 FILM NUMBER: 04573980 BUSINESS ADDRESS: STREET 1: 12615 CHENAL PARKWAY STREET 2: SUITE 3100 CITY: LITTLE ROCK STATE: AR ZIP: 72211 BUSINESS PHONE: 5019782265 MAIL ADDRESS: STREET 1: 12615 CHENAL PARKWAY CITY: LITTLE ROCK STATE: AR ZIP: 72211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GLEASON GEORGE G II CENTRAL INDEX KEY: 0001053048 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 425 WEST CAPITOL AVE SUITE 3100 CITY: LITTLE ROCK STATE: AR ZIP: 72201 BUSINESS PHONE: 5013744100 MAIL ADDRESS: STREET 1: 425 WEST CAPITOL AVENUE STREET 2: SUITE 3100 CITY: LITTLE ROCK STATE: AK ZIP: 72201 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

CUSIP No. 063904  10  6

   Page 1 of 6 Pages

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

(Amendment No.         )*

 

 

 

 

 

Bank of the Ozarks, Inc.

(Name of Issuer)

 

 

Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

 

063904  10  6

                                (CUSIP Number)                                

 

 

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 063904  10  6

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  1.  

Names of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only).

 

George G. Gleason, II

    
  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨

(b)  ¨

    
  3.  

SEC Use Only

 

    
  4.  

Citizenship or Place of Organization

 

United States of America

    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  

  5.    Sole Voting Power

 

        4,704,010

  6.    Shared Voting Power

 

        60,000

  7.    Sole Dispositive Power

 

        4,704,010

  8.    Shared Dispositive Power

 

        60,000

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

4,829,418

    
10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

¨

    
11.  

Percent of Class Represented by Amount in Row (9)

 

29.6%

    
12.  

Type of Reporting Person (See Instructions)

 

IN

    

 

CUSIP No. 063904 10 6

   Page 3 of 6 Pages

 

ITEM 1

 

  (a) NAME OF ISSUER:

 

Bank of the Ozarks, Inc.

 

  (b) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

 

12615 Chenal Parkway, Little Rock, Arkansas 72211

 

ITEM 2

 

  (a) NAME OF PERSON FILING:

 

George G. Gleason, II

 

  (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

 

12615 Chenal Parkway

Little Rock, Arkansas 72211

 

  (c) CITIZENSHIP:

 

United States of America

 

  (d) TITLE OF CLASS OF SECURITIES:

 

Common Stock, par value $0.01 per share.

 

  (e) CUSIP NUMBER:

 

063904 10 6

 

ITEM 3: IF THIS STATEMENT IS FILED PURSUANT TO (S) (S) 240.13d-1(b) OR 240.13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:

 

  (a) ¨  Broker or Dealer registered under Section 15 of the Act

 

  (b) ¨  Bank as defined in Section 3(a)(6) of the Act

CUSIP No. 063904 10 6

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  (c)    ¨ Insurance Company as defined in Section 3(a)(19) of the Act

 

  (d)    ¨ Investment Company registered under Section 8 of the Investment Company Act

 

  (e)    ¨ Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940

 

  (f)    ¨ Employee Benefit Plan, Pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F)

 

  (g)    ¨ Parent Holding Company, in accordance with Section 240.13b-1(b)(1)(ii)(G)

 

  (h)    ¨ Group, in accordance with Section 240.13d-1(b)(1)(ii)(H)

 

       Not Applicable

 

ITEM 4. OWNERSHIP.

 

  (a) Amount Beneficially Owned:

 

4,829,418

 

  (b) Percent of Class:

 

29.6% (based upon 16,279,340 shares outstanding at February 2, 2004 and 61,200 shares representing vested options included in Item 4 (A)).

 

  (C) Number of shares as to which such person has:

 

  (i) sole power to vote or direct the vote

 

4,704,010, which includes (i) 3,376,400 shares held directly by Mr. Gleason, (ii) 402,980 shares held in Mr. Gleason’s name in the Bank of the Ozarks, Inc. 401(k) Retirement Savings Plan, (iii) 842,800 shares owned of record by a trust for which Mr. Gleason is sole trustee, (iv) 1,600 shares owned of record by Mr. Gleason as custodian for his children, (v) 45,030 shares representing 25% of shares held in a family limited partnership in which Mr. Gleason, his spouse and descendants have an aggregate 25% indirect pecuniary interest and 35,200 shares representing vested options held by Mr. Gleason.

CUSIP No. 063904 10 6

   Page 5 of 6 Pages

 

  (ii) shared power to vote or to direct the vote

 

60,000, all of which are held of record in a charitable trust for which Mr. Gleason is a co-trustee with his spouse.

 

  (iii) sole power to dispose or to direct the disposition of 4,704,010 shares.

 

  (iv) shared power to dispose or to direct the disposition of

 

60,000, all of which are held of record in a charitable trust for which Mr. Gleason is a co-trustee with his spouse.

 

ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.

 

Not Applicable

 

ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.

 

Not applicable

 

ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.

 

Not Applicable

 

ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.

 

Not Applicable

 

ITEM 9. NOTICE OF DISSOLUTION OF GROUP.

 

Not Applicable

 

ITEM 10. CERTIFICATION.

 

Not Applicable

CUSIP No. 063904 10 6

   Page 6 of 6 Pages

 

SIGNATURE.

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 6, 2004

 

/s/ George G. Gleason, II

George G. Gleason, II

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